Taxonomies
South Africa
Financial Markets Act, 2012
Conditions with which an exchange must comply when it includes securities issued by it in its own list, 2013
Board Notice 95 of 2013
- Published in Government Gazette 36494 on 31 May 2013
- Commenced on 3 June 2013
- [This is the version of this document from 31 May 2013.]
1. Definition
In these Conditions,“the Act” means the Financial Markets Act, 2012 (Act No. 19 of 2012), and any word or expression to which a meaning has been assigned in the Act, bears the meaning so assigned to it.2. Application for listing
3. Assumption of functions by the registrar
4. Sponsor
The sponsor (if the listing requirements require the appointment of a sponsor) must liaise with the registrar, as the person responsible for the supervision of the exchange’s listing referred to in condition 3(1)(a), in accordance with its obligations as a sponsor in terms of the exchange’s listing requirements.5. Duties of controlling body
The controlling body of an exchange must, in relation to the inclusion of securities issued by the exchange in its own list—6. Reporting
The exchange must include in its annual report to the registrar a section on the regulatory and supervisory structure applicable to, and the role of the registrar in supervising, the exchange’s own listing, which section must include—7. Address
Applications for approval of listing must be submitted to:P O Box 35655Menlo Park0102 | 41 Matroosberg RoadRiverwalk Office ParkBlock BAshlea Gardens Ext 60081 |
8. Commencement
This Notice comes into operation on the same date on which the Act comes into operation.Form FM 4
[Editorial note: The form has not been reproduced.]History of this document
03 June 2013
Commenced